An effective portfolio management platform helps you organize client accounts, automate routine tasks, and keep your data accurate and secure. With the right software, you can focus more on client ...

SageView Advisory Group and financial technology company Pontera have partnered on a platform to enable advisers to manage and trade clients’ retirement accounts. Self-directed investment in ...

When a hacker impersonated a client to steal money, an advisor was faced with an expensive moral choice. It was a Monday afternoon. As the advisor sat across from me and told his story, I began to ...

In bull markets, conversations about risk tend to take a backseat. When portfolios are climbing, it’s easy for clients to assume everything is fine. But recent volatility reminds us that risk ...

Risk assessments only work if they help advisors understand their clients’ true appetite for risk and then match them to appropriate investments. But with an unreliable risk profiler, you might be ...

Though advisors have opened numerous donor-advised fund (DAF) accounts for clients in the past 10 years, some of these same advisors are frustrated that others haven’t yet opened accounts even though ...

A law firm owner who used client money to shore up his firm and pay personal debts in the face of cash flow problems has been struck off.