Software and Service Enable RIAs of All Types to Implement and Administer a Comprehensive Compliance Program with an All-in-One Solution NEW YORK, Nov. 15, 2023 /PRNewswire/ -- COMPLY, the global ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

With this acquisition, itSynergy will take on full responsibility of IT and cybersecurity services historically delivered ...

Compliance regulations are constantly changing, and organizations are struggling to keep up. The stakes are high. Failing to adhere to legal requirements can result in serious repercussions from ...

Asset managers have begun to tighten controls related to the use of personal communications tools for interacting with clients, as part of a move to comply with rules set by regulators. Last month ...

Omnigo, the leading provider of law enforcement and safety software, today announced the launch of CleanTraQ, sanitization compliance software for facility management divisions and businesses. The ...

Organizations must adhere to various regulatory standards and requirements to show they have the proper security measures to manage information security risks. Numerous security compliance solutions ...

There long has been a market for recycling industry-specific software that caters to some of the unique aspects of the industry, including its “reverse retail” model and its (traditionally) ...