Financial Planning

Merrill prevails against ex-advisor's deferred comp claim

A former Merrill broker's bid for more than $500,00 in deferred compensation has been rejected, underscoring Merrill's position that such payments are bonuses, not guaranteed retirement benefits.
Financial Planning

Firms push back on deferred comp claims with double-dipping defense

In big firms' fight to avoid paying deferred compensation to advisors who jump to rivals, much of the legal wrangling has centered on federal retirement law. Processing Content But another factor is ...
Fox 5 San Diego

Deferred Compensation Claims for Former Morgan Stanley Advisors: Rosca Scarlato Is Continuing to File New Claims for Compensation on Behalf of Advisors

PHILADELPHIA, PA / ACCESSWIRE / November 7, 2024 / Rosca Scarlato LLC, a leading plaintiffs' law firm that prosecutes compensation disputes and ERISA claims on behalf of financial industry ...
WRIC

Deferred Compensation Claims Alert: Financial Advisors Represented by Rosca Scarlato LLC are Pursuing Claims for Forfeited Deferred Compensation

PHILADELPHIA, Dec. 15, 2023 (GLOBE NEWSWIRE) -- Financial advisors required to enroll in deferred compensation plans offered by their former broker-dealer firms and who forfeited their deferred ...
Seeking Alpha

KT Law Represents Former Merrill Broker in $3.2M Deferred Compensation Claim for ERISA Violations

NEW YORK, NY / ACCESSWIRE / June 10, 2024 / National investment loss and securities attorneys KlaymanToskes announces that the law firm has filed a FINRA arbitration claim against Merrill Lynch, a ...