Also, LPL has scooped a second-generation high-net-worth practice from Osaic, while Ameriprise welcomes a father-son team from Edward Jones to its financial institutions group.

ANAHEIM, Calif., June 5, 2025 /PRNewswire/ -- Centaurus Financial, Inc. ranks No. 17 among independent broker/dealers in Financial Advisors' list of the top 40 in the United States. Centaurus has ...

Also, a Rhode Island-based UBS team hops to another wirehouse, and another LPL veteran has defected to Cetera in Connecticut.

Moody’s said its ratings would remain unchanged following the proposed refinancing transactions.

MILWAUKEE, April 1, 2025 /PRNewswire/ — Northwestern Mutual has once again been recognized among the leading independent broker-dealers in the nation, ranking 6 th in Financial Advisor Magazine’s just ...

Over the last three years, the independent broker-dealer channel has seen the most consolidation in the wealth management industry. That's allowed the largest firms to control a significant amount of ...

Equitable has agreed to buy Stifel Independent Advisors, the independent broker-dealer unit of Stifel Financial, which has more than 110 independent advisors managing approximately $9 billion in ...