Events & Training
finra.org
Events & Training
In a dynamic market, financial regulations change frequently because new technologies and opportunities for investors emerge. As the first line of oversight for the brokerage industry, FINRA is your best resource for information. We serve as a clearinghouse for all the latest compliance news, rules and regulations. Join us at our conferences ...
Aug 29, 2019
Financial Industry Regulatory Authority FINRA Rules
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About FINRA
About FINRA
finra.org
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Dave Ramsey on Instagram: "What you actually DO with the money you make matters more than the amount of money you make. There are plenty of people who make a lot of money but still live paycheck to paycheck. On top of that, married couples need to budget their money TOGETHER. I do not have an income. My wife and I have an income. It’s as much hers as it is mine—spiritually, morally, and legally. It’s not MINE, it’s OURS. When you change your language like that, it forces you set goals together.
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Dave Ramsey on Instagram: "What you actually DO with the money you make matters more than the amount of money you make. There are plenty of people who make a lot of money but still live paycheck to paycheck. On top of that, married couples need to budget their money TOGETHER. I do not have an income. My wife and I have an income. It’s as much hers as it is mine—spiritually, morally, and legally. It’s not MINE, it’s OURS. When you change your language like that, it forces you set goals together.
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About FINRA
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FINRA's new Machine-Readable Rulebook is designed to enhance firms' compliance efforts, reduce costs and aid in risk management, with a lot to gain for firms of all sizes and various business models. On the latest #FINRAUnscripted episode, Afshin Atabaki, Associate General Counsel, and Haime Workie, VP of our Office of Financial Innovation, delve into what exactly the Machine-Readable Rulebook is, how it works, and how you can start taking advantage of all it has to offer. Listen here 🎧 https:/
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 We’re excited to kick off FINRA’s 2025 Annual Conference — our...
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